Senior, Risk and Compliance Manager
Key Responsibilities
- Monitor all operational, market and credit risk aspects for the KCB Capital subsidiary of the KCB Group
- Ensure that all reports regarding the above risks are submitted in a timely manner where they are required by either the Executive Director of the subsidiary, Group Functions, Chief Risk Officer, Market Risk Officer or Company Secretary
- Report all key exceptions that are not corrected to Executive Director, Chief Risk Officer, Company Secretary and Chief Internal Auditor
- Daily, weekly and monthly production and distribution of Risk and Compliance Reports to both the Executive Director of KCBCL and Group Head of Market Risk. Further on a weekly basis prepare the same for the Group Head of Operational Risk and a Quarterly Report to Chief Risk Officer and Director Internal Audit
- Prepare a report to the KCBCL Investment Team regarding the legal aspects of all proposed deal structures as regards their suitability
- Policy review and development on a needs basis
- Liaise with internal/external auditors and regulators where appropriate
- Support the Executive Director to ensure compliance with the Group Compliance Policies, Accounting and Operating Procedures and Codes including Money Laundering.
- Any other duty as may be assigned by the Managing Director on ad hoc basis.
Qualifications
For the above position, the successful applicant should have the following:
- Bachelors’ Degree from a recognized institution.
- Must have professional qualification in Risk Management, CPA (K), CPS(K) or equivalent
- Minimum Seven (7) years’ experience in the Capital Markets sector, five (5) of which should be in Risk Management
- Ability to think through a situation, anticipate business risks and develop adequate mitigating risk management controls.
- Knowledge of operations of the Capital Markets Authority, Nairobi Security Exchange and Central Depository Settlement Corporation
- Knowledge of the regulatory environment
- Have thorough understanding of Capital Markets products and services.
- Have experience and relationships with Capital Markets regulatory authorities.
How to Apply
The above position is demanding role for which the Bank will provide a competitive remuneration package to the successful candidate. If you believe you can clearly demonstrate your abilities to meet the criteria given above, please log in to our Recruitment portal and submit your application with a detailed CV.
To be considered your application must be received by Friday, 27th January 2023.
Qualified candidates with disability are encouraged to apply.
Only short-listed candidates will be contacted.
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